Assessments prove to you, your stakeholders, regulators and your financial services partners that your AML program is meeting expectations and managing risk.
Our assessments consider not only prevailing and applicable legislation and guidance, but also peer practices, observed expectations of regulators through examinations, and of financial services partners through interactions and discussions. Our assessment practice is led by CPAs, who oversee the design and implementation according to the regulator’s specifications and upper-range methodologies. Our assessments are designed to be risk-sensitive, to provide a road-map to remediation, and to make sure there are no surprises when regulators come to visit.
